SEC Form 4 · accession 0001214659-18-003929
UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. · UNIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard R Curd
Officer — CEO & Co-Chairman · Director · 10% Owner
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | May 17, 2018 | P | 2,500 | $1.60 | A | 8,184,967 | D | |
| common stock | May 17, 2018 | P | 1,437 | $1.65 | A | 8,186,404 | D | |
| common stock | May 18, 2018 | P | 1,000 | $1.80 | A | 8,187,404 | D | |
| common stock | May 18, 2018 | P | 964 | $1.89 | A | 8,188,368 | D | |
| Class B Common Stock | holding | — | — | — | 1,619,102 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock optionF1 | $2.37 | holding | — | — | — | — | Jul 30, 2025 | common stock | 100,000 | 100,000 | D |
| stock optionF2 | $3.57 | holding | — | — | — | — | Apr 7, 2026 | common stock | 50,000 | 50,000 | D |
Explanation of responses
- F11/3 exercisable on each of 7/30/16, 7/30/17 and 7/30/18
- F21/3 exercisable on each of 4/7/2017, 4/7/2018 and 4/7/2019