SEC Form 4 · accession 0001076542-16-000254
UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. · UNIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard R Curd
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 7, 2016
Accepted (ET)
Apr 11, 2016 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 8,223,815 | D | ||
| CLASS B COMMON STOCK | holding | — | — | — | 1,619,102 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF2 | $3.57 | Apr 7, 2016 | A | 50,000 | A | — | Apr 7, 2026 | COMMON STOCK | 50,000 | 50,000 | D |
| STOCK OPTIONF1 | $2.37 | holding | — | — | — | — | Jul 30, 2025 | COMMON STOCK | 100,000 | 100,000 | D |
Explanation of responses
- F11/3 exercisable on each of 7/30/2016, 7/30/2017 and 7/30/2018.
- F21/3 exercisable on each of 4/7/2017, 4/7/2018 and 4/7/2019.