SEC Form 5/A · accession 0001076542-16-000231
UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. · UNIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
John E Scates
Director
Period of report
Jan 3, 2016
Accepted (ET)
Feb 17, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 190,713 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF1 | $2.37 | Jul 30, 2015 | A | 25,000 | A | — | Jul 30, 2025 | COMMON STOCK | 25,000 | 25,000 | D |
Explanation of responses
- F11/3 exercisble on each of 7/30/2016, 7/30/2017 and 7/30/2018.