SEC Form 4 · accession 0001493152-19-000123
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Cargile
Officer — Chief Executive Officer · Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stockF1 | $0.30 | Jan 2, 2019 | A | 43,000 | A | Jan 2, 2019 | Jan 2, 2024 | Common Stock | 43,000 | 183,000 | D |
Explanation of responses
- F1The Option vests over a 36 month period in 1/36 increments commencing on the date of grant.