SEC Form 4 · accession 0001493152-18-008150
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Cargile
Officer — Chief Executive Officer · Director
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 9:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock | $1.09 | May 30, 2018 | A | 40,000 | A | May 30, 2018 | May 30, 2023 | Common Stock | 40,000 | 140,000 | D |