SEC Form 4 · accession 0001493152-18-006220
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Nelson
Officer — Chairman · Director
Period of report
Apr 27, 2018
Accepted (ET)
May 3, 2018 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2018 | A | 634,615 | — | A | 720,615 | D | |
| Common Stock | Apr 30, 2018 | M | 192,308 | $0.26 | A | 912,923 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares underlying restricted stock grants that vested upon the retirement of the Reporting Person.