SEC Form 4 · accession 0001493152-17-006092
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Cargile
Officer — Chief Executive Officer · Director
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 30, 2017 | P | 13,200 | $1.57 | A | 13,200 | I | See Footnote |
| Common StockF3,F2 | May 31, 2017 | P | 900 | $1.66 | A | 14,100 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sales price reflects a weighted average of multiple prices ranging from $1.57 to $1.59. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
- F2Represents shares acquired by The Cargile Family Trust (the "Trust"). Charles Cargile is the Trustee of the Trust and in such capacity has voting and dispositive control over the securities held by such entity.
- F3This sales price reflects a weighted average of multiple prices ranging from $1.65 to $1.66. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.