SEC Form 4 · accession 0001493152-17-005679
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Van Slooten
Director
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | P | 5,000 | $1.46 | A | 34,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $1.50 | May 17, 2017 | A | 10,000 | A | May 17, 2017 | May 17, 2022 | Common Stock | 10,000 | 64,462 | D |