SEC Form 4 · accession 0001493152-16-012239
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | S | 24,000 | $3.1942 | D | 746,442 | D | |
| Common Stock | Aug 10, 2016 | S | 26,000 | $3.033 | D | 720,442 | D |
Table II — derivative securities
No Table II lines on this filing.