SEC Form 4 · accession 0001065949-15-000161
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abraham Richard Emard
Director · Other
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2015 | S | 7,750 | $4.02 | D | 722,094 | D | |
| Common StockF1 | Jun 16, 2015 | S | 11,750 | $4.00 | D | 710,344 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan.