SEC Form 4 · accession 0001065949-15-000157
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abraham Richard Emard
Director · Other
Period of report
Jun 11, 2015
Accepted (ET)
Jun 16, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 11, 2015 | S | 15,000 | $4.03 | D | 736,194 | D | |
| Common StockF1 | Jun 12, 2015 | S | 6,350 | $4.02 | D | 729,844 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan.