SEC Form 4 · accession 0001065949-15-000142
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abraham Richard Emard
Director · Other
Period of report
Jun 9, 2015
Accepted (ET)
Jun 10, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2015 | S | 8,630 | $4.12 | D | 760,765 | D | |
| Common StockF1 | Jun 10, 2015 | S | 9,571 | $4.07 | D | 751,194 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan.