SEC Form 4 · accession 0001065949-15-000021
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abraham Richard Emard
Officer — CEO of Subsidiary
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 21, 2015 | S | 137,000 | $0.16 | D | 20,701,270 | D | |
| Common StockF1 | Jan 22, 2015 | S | 125,000 | $0.1602 | D | 20,576,270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan.