SEC Form 4 · accession 0001065949-15-000016
Sunworks, Inc. · SUNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2015 | S | 130,000 | $0.1842 | D | 4,870,000 | D | |
| Common StockF1 | Jan 20, 2015 | S | 66,000 | $0.1786 | D | 4,804,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of these shares have been subject to a 10b-5 plan governing share liquidation.