SEC Form 4 · accession 0001437749-17-012303
DORCHESTER MINERALS, L.P. · DMLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Vaughn
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2 | Jun 30, 2017 | P | 51,339 | $14.98 | A | 478,549 | I | . |
| Common UnitsF3 | holding | — | — | — | 20,001 | I | . | |
| Common UnitsF4 | holding | — | — | — | 10,737 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired from the issuer on June 30, 2017 pursuant to a Contribution and Exchange Agreement dated June 30, 2017 by and between the issuer and Vaughn Petroleum (DMLP), LLC.
- F2These common units are held by Vaughn Petroleum (DMLP), LLC. Mr. Vaughn and his spouse are the only unit holders of Vaughn Petroleum (DMLP), LLC. Mr. Vaughn disclaims beneficial ownership of such common units, except to the extent of his pecuniary interest therein.
- F3These common units are held by Empire Partners, Ltd. Mr. Vaughn is the President of Empire (GP), Inc., the general partner of Empire Partners, Ltd. Mr. Vaughn and his spouse are the shareholders of Empire (GP), Inc. Mr. Vaughn disclaims beneficial ownership of such common units, except to the extent of his pecuniary interest therein.
- F4These common units are held by Mr. Vaughn in his individual name, IRA or Keogh Plan.