SEC Form 4 · accession 0001437749-17-012300
DORCHESTER MINERALS, L.P. · DMLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H C Allen Jr.
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2 | Jun 30, 2017 | P | 19,252 | $14.98 | A | 41,130 | I | . |
| Common UnitsF3 | holding | — | — | — | 32,040 | D | ||
| Common UnitsF4 | holding | — | — | — | 154,840 | I | . | |
| Common UnitsF5 | holding | — | — | — | 5,531 | I | . | |
| Common UnitsF6 | holding | — | — | — | 53,224 | I | . |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired from the issuer on June 30, 2017 pursuant to a Contribution and Exchange Agreement dated June 30, 2017 by and between the issuer and the 2011 Pete & Kay Allen Family Trust.
- F2These common units are held by the Pete & Kay Allen Family Trust, of which Mr. Allen is a trustee and an immediate family member is a beneficiary. Mr. Allen disclaims beneficial ownership of those common units by the 2011 Pete & Kay Allen Family Trust in which he does not have a pecuniary interest.
- F3These common units are held by Mr. Allen in his individual name, IRA or Keogh Plan.
- F4Held by Rabbitfoot Investments, LLC. Mr. Allen disclaims beneficial ownership of those common units owned by Rabbitfoot Investments, LLC in which he does not have pecuniary interest. Rabbitfoot Investments, LLC is owned by Rabbitfoot Ranch and Cattle Company, Ltd. and its general partner is RR&CC Management, Inc. which is owned by Mr. Allen and his late spouse.
- F5Held by SAM Partners Management, Inc. Mr. Allen disclaims beneficial ownership of those common units owned by SAM Partners Management, Inc. in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of SAM Partners Management, Inc.
- F6Held by Smith Allen Oil & Gas, LLP. Mr. Allen disclaims beneficial ownership of those common units owned by Smith Allen Oil & Gas, LLP in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of Smith Allen Oil & Gas, LLP.