SEC Form 4 · accession 0001437749-17-012297
DORCHESTER MINERALS, L.P. · DMLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martha Rochelle
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 7:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2,F3 | Jun 30, 2017 | P | 64,174 | $14.98 | A | 64,174 | I | . |
| Common UnitsF2,F4 | holding | — | — | — | 358,486 | I | . | |
| Common UnitsF2,F5 | holding | — | — | — | 501,890 | I | . |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired from the issuer on June 30, 2017 pursuant to a Contribution and Exchange Agreement dated June 30, 2017 by and between the issuer and MARI GST Non-Exempt Trust.
- F2The reporting person disclaims beneficial ownership of these securities in excess of the reporting person's pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3By the MARI GST Non-Exempt Trust, of which the reporting person is the trustee and beneficiary.
- F4By the Martha Ann Peak A Trust, of which the reporting person is the trustee and beneficiary.
- F5These units are held by HighPoint 435 Family LP. Ms. Rochelle disclaims beneficial ownership of these common units in excess of the reporting person's pecuniary interest therein. Ms. Rochelle serves as a Co-Manager of Trend2436 Asset Management LLC, the general partner of HighPoint 435 Family LP.