SEC Form 4/A · accession 0001437749-16-038984
DORCHESTER MINERALS, L.P. · DMLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Period of report
Sep 12, 2016
Accepted (ET)
Sep 21, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2 | Sep 12, 2016 | P | 500 | $15.27 | A | 12,493 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchased pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 16, 2016 for the purpose of satisfying equity awards to be granted pursuant to the Dorchester Minerals Operating LP Equity Program.
- F2Reporting person originally filed a Form 4 that reported that it purchased 600 units on September 12, 2016 for $15.27 per common unit. The correct amount purchased was 500 units. As a result of the inadvertent inclusion of the additional 100 common units, the amount reported in column 5 for each transaction on the original Form 4 representing the number of common securities beneficially owned following such transaction also included such additional common units. In addition, the column 5 total inadvertently included an additional 269 units that were previously disposed of and reported on a Form 4 dated 03/09/2016. The column 5 total has been corrected with this amended Form 4.