SEC Form 4 · accession 0001437749-16-038329
DORCHESTER MINERALS, L.P. · DMLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H C Allen Jr.
Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 6, 2016 · 11:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Aug 31, 2016 | P | 500 | $15.20 | A | 17,285 | D | |
| Common UnitsF1 | Aug 31, 2016 | P | 500 | $15.15 | A | 17,785 | D | |
| Common UnitsF1 | Aug 31, 2016 | P | 1,000 | $15.10 | A | 18,785 | D | |
| Common UnitsF1 | Aug 31, 2015 | P | 1,000 | $15.05 | A | 19,785 | D | |
| Common UnitsF1 | Sep 1, 2016 | P | 500 | $14.42 | A | 20,285 | D | |
| Common UnitsF2 | holding | — | — | — | 31,500 | D | ||
| Common UnitsF3 | holding | — | — | — | 154,840 | I | . | |
| Common UnitsF4 | holding | — | — | — | 5,531 | I | . | |
| Common UnitsF5 | holding | — | — | — | 53,224 | I | . |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These common units are held jointly by Mr. Allen and his spouse in a family trust.
- F2These common units are held by Mr. Allen in his individual name, IRA or Keogh Plan.
- F3Mr. Allen disclaims beneficial ownership of those common units owned by Rabbitfoot Investments, LLC in which he does not have pecuniary interest. Rabbitfoot Investments, LLC is owned by Rabbitfoot Ranch and Cattle Company, Ltd. and its general partner is RR&CC Management, Inc. which is owned by Mr. Allen and his spouse.
- F4Mr. Allen disclaims beneficial ownership of those common units owned by SAM Partners Management, Inc. in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of SAM Partners Management, Inc.
- F5Mr. Allen disclaims beneficial ownership of those common units owned by Smith Allen Oil & Gas, LLP in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of Smith Allen Oil & Gas, LLP.