SEC Form 4 · accession 0001200964-15-000001
DORCHESTER MINERALS, L.P. · DMLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H C Allen Jr.
Officer — Chief Financial Officer · Director
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Apr 30, 2015 | P | 310 | $22.8364 | A | 7,093 | D | |
| Common UnitsF1 | May 1, 2015 | P | 90 | $22.83 | A | 7,183 | D | |
| Common UnitsF2 | Apr 30, 2015 | P | 300 | $22.84 | A | 30,100 | D | |
| Common UnitsF2 | May 1, 2015 | P | 300 | $22.83 | A | 30,400 | D | |
| Common UnitsF3 | Apr 30, 2015 | P | 300 | $22.84 | A | 154,540 | I | . |
| Common UnitsF3 | May 1, 2015 | P | 300 | $22.83 | A | 154,840 | I | . |
| Common UnitsF4 | holding | — | — | — | 5,531 | I | . | |
| Common UnitsF5 | holding | — | — | — | 53,224 | I | . |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These common units are held jointly by Mr. Allen and his spouse in a family trust.
- F2These common units are held by Mr. Allen in his individual name, IRA or Keogh Plan.
- F3Mr. Allen disclaims beneficial ownership of those common units owned by Rabbitfoot Investments, LLC in which he does not have a pecuniary interest. Rabbitfoot Investments, LLC is owned by Rabbitfoot Ranch and Cattle Company, Ltd. and its general partner is RR&CC Management, Inc. which is owned by Mr. Allen and his spouse.
- F4Mr. Allen disclaims beneficial ownership of those common units owned by SAM Partners Management, Inc. in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of SAM Partners Management, Inc.
- F5Mr. Allen disclaims beneficial ownership of those common units owned by Smith Allen Oil & Gas, LLP in which he does not have pecuniary interest. Mr. Allen is the secretary and a shareholder of Smith Allen Oil & Gas, LLP.