SEC Form 4 · accession 0001415889-18-000946
Petro River Oil Corp. · PTRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot Cohen
Officer — EXECUTIVE CHAIRMAN · Director
Period of report
May 25, 2018
Accepted (ET)
Jun 15, 2018 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 24, 2018 | A | 100,000 | $0.00 | A | 1,988,005 | D | |
| Common Stock | holding | — | — | — | 725,000 | I | By Pearsonia West Investments, LLC | |
| Common Stock | holding | — | — | — | 305,431 | I | By ICO Liquidating Trust | |
| Common Stock | holding | — | — | — | 36,813 | I | By Structure Oil Corp. | |
| Common Stock | holding | — | — | — | 34,702 | I | By the Scot Jason Cohen Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares reported herein were issued in exchange for the Reporting Person's agreement to reduce his annual cash compensation by 50%, and shall vest in equal monthly installments over a 12 month period.