SEC Form 4 · accession 0001209191-19-008342
HAWAIIAN HOLDINGS INC · HA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shannon Lei Okinaka
Officer — EVP, CFO and Treasurer
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 8:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | A | 12,466 | $0.00 | A | 69,247 | D | |
| Common StockF2 | Feb 5, 2019 | A | 5,393 | $0.00 | A | 74,640 | D | |
| Common StockF3 | Feb 5, 2019 | A | 6,716 | $0.00 | A | 81,356 | D | |
| Common Stock | Feb 6, 2019 | F | 4,592 | $0.00 | D | 76,764 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA Common Stock. The RSUs vest in approximately three equal annual installments following the date of grant.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Vesting will be determined based on the company's stock price performance from January 1, 2019 through December 31, 2021, as compared to a group of peer companies.
- F3Represents shares of common stock issued upon the vesting of performance based RSUs granted on February 3, 2016. The compensation committee of the Board of Directors certified the applicable performance metrics achieved on February 5, 2019.