SEC Form 4 · accession 0001209191-18-006799
HAWAIIAN HOLDINGS INC · HA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara Falvey
Officer — SVP-Human Resources
Period of report
Jan 30, 2018
Accepted (ET)
Feb 2, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2018 | A | 3,693 | $0.00 | A | 63,004 | D | |
| Common StockF2 | Jan 30, 2018 | A | 2,570 | $0.00 | A | 65,574 | D | |
| Common StockF3 | Jan 30, 2018 | A | 11,538 | $0.00 | A | 77,112 | D | |
| Common Stock | Jan 30, 2018 | F | 5,176 | $0.00 | D | 71,936 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA Common Stock. The RSUs vest in three equal annual installments beginning on January 30, 2019.
- F2Each RSU represents a contingent right to receive one share of HA common stock. The RSUs were originally granted on March 30, 2017, but were not eligible to vest unless the company achieved certain performance milestones (the "Performance Milestones"). Subject to the achievement of the Performance Milestones, the RSUs vest in three equal annual installments beginning on January 30, 2018. The Compensation Committee of the Board of Directors certified the applicable Performance Milestones were achieved on January 30, 2018.
- F3Represents shares of HA common stock issued upon the vesting of performance based RSUs granted on February 3, 2015. The Compensation Committee of the Board of Directors certified the applicable Performance Milestones were achieved on January 30, 2018.