SEC Form 4 · accession 0001209191-17-032218
HAWAIIAN HOLDINGS INC · HA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Carty
Director
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 9:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2017 | A | 1,963 | $0.00 | A | 5,675 | D | |
| Common StockF2 | May 12, 2017 | P | 5,000 | $53.3056 | A | 10,675 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HA common stock. The RSUs shall vest 100% upon the earlier of (i) one year following the date of grant, (ii) the day prior to the Issuer's regularly scheduled annual stockholder's meeting for 2018, or (iii) a Change in Control.
- F2The purchase price reported in column 4 of Table I represents the weighted average purchase price of the shares purchased ranging from $53.20 to $53.45 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.