SEC Form 4 · accession 0001209191-17-009645
HAWAIIAN HOLDINGS INC · HA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark B Dunkerley
Officer — President and CEO · Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2017 | A | 32,442 | $0.00 | A | 397,525 | D | |
| Common Stock | Feb 8, 2017 | F | 12,130 | $0.00 | D | 385,395 | D | |
| Common Stock | Feb 8, 2017 | D | 8,110 | $0.00 | D | 377,285 | D | |
| Common StockF3 | Feb 8, 2017 | A | 18,994 | $0.00 | A | 396,279 | D | |
| Common Stock | Feb 8, 2017 | F | 9,469 | $0.00 | D | 386,810 | D | |
| Common StockF4 | Feb 8, 2017 | A | 39,518 | $0.00 | A | 426,328 | D | |
| Common Stock | Feb 8, 2017 | F | 6,567 | $0.00 | D | 419,761 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock issued upon the vesting of performance based RSUs granted on February 4, 2014.
- F2Represents shares of common stock settled in cash in connection with the distribution of shares of common stock pursuant to the vesting of RSUs granted on February 4, 2014
- F3Represents shares of common stock issued upon the vesting of performance based RSUs granted on February 3, 2015.
- F4Represents shares of common stock issued upon the vesting of performance based RSUs granted on February 3, 2016. 1/3rd of the shares vested on February 3, 2017, 1/3rd of the shares will vest on February 3, 2018 and 1/3rd of the shares will vest on February 3, 2019.