SEC Form 4 · accession 0001209191-17-008491
HAWAIIAN HOLDINGS INC · HA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mark B Dunkerley
Officer — President and CEO · Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2017 | A | 37,986 | $0.00 | A | 326,467 | D | |
| Common Stock | Feb 3, 2017 | F | 6,718 | $0.00 | D | 319,749 | D | |
| Common StockF2 | Feb 4, 2017 | A | 32,576 | $0.00 | A | 352,325 | D | |
| Common Stock | Feb 4, 2017 | F | 12,077 | $0.00 | D | 340,248 | D | |
| Common StockF4 | Feb 4, 2017 | D | 8,144 | $0.00 | D | 332,104 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock issued upon the vesting of performance based RSUs granted on February 4, 2015. 1/2 of the shares vested on February 3, 2017 and the remaining shares vest on February 3, 2018.
- F2Represents shares of common stock issued upon the vesting of performance based RSUs granted on February 4, 2014.
- F3Represents shares of common stock settled in cash in connection with the distribution of shares of common stock pursuant to the vesting of RSUs granted on February 4, 2014.
- F4This Form 4 also corrects the amount of securities beneficially owned following the reported transactions.