SEC Form 4 · accession 0001209191-16-126870
HAWAIIAN HOLDINGS INC · HA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Ingram
Officer — EVP and CCO
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2016 | M | 15,013 | $4.95 | A | 251,142 | D | |
| Common StockF1 | Jun 7, 2016 | S | 15,013 | $41.4979 | D | 236,129 | D | |
| Common Stock | Jun 8, 2016 | M | 9,987 | $4.95 | A | 246,116 | D | |
| Common StockF2 | Jun 8, 2016 | S | 9,987 | $41.4566 | D | 236,129 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $4.95 | Jun 7, 2016 | M | 15,013 | D | — | Nov 12, 2017 | Common Stock | 15,013 | 9,987 | D |
| Stock Option (right to buy)F3 | $4.95 | Jun 8, 2016 | M | 9,987 | D | — | Nov 12, 2017 | Common Stock | 9,987 | 0 | D |
Explanation of responses
- F1The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $41.40 to $41.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $41.45 to $41.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The shares subject to the option vested at the rate of 33 1/3% per year following the date of grant (November 12, 2007).