SEC Form 4 · accession 0001209191-16-120465
HAWAIIAN HOLDINGS INC · HA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tomoyuki Moriizumi
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | M | 5,000 | $5.68 | A | 27,365 | D | |
| Common StockF1 | May 12, 2016 | S | 5,000 | $42.7803 | D | 22,365 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $5.68 | May 12, 2016 | M | 5,000 | D | — | May 24, 2022 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $42.70 to $43.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2The shares subject to the option vested at the rate of 33 1/3% per year following the date of grant (May 24, 2012).