SEC Form 4 · accession 0001209191-15-081686
HAWAIIAN HOLDINGS INC · HA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark B Dunkerley
Officer — President and CEO · Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 9:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2015 | F | 29,306 | $0.00 | D | 836,762 | D | |
| Common StockF2 | Nov 18, 2015 | A | 132,276 | $0.00 | A | 969,038 | D | |
| Common StockF1 | Nov 18, 2015 | F | 65,940 | $0.00 | D | 903,098 | D | |
| Common Stock | Nov 19, 2015 | S | 13,000 | $37.00 | D | 890,098 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the tax obligations by the reporting person in connection with the vesting of restricted stock units granted on November 15, 2012.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs were originally granted on November 15, 2012 with vesting subject to the achievement of certain performance metrics. The performance metrics were certified as achieved by the Compensation Committee of the Board of Directors on November 18, 2015.
- F3The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.