SEC Form 4 · accession 0001181431-15-000075
HAWAIIAN HOLDINGS INC · HA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark B Dunkerley
Officer — President and CEO · Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 2, 2015 · 8:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | M | 19,000 | $4.62 | A | 1,096,356 | D | |
| Common StockF2 | Jan 2, 2015 | S | 19,000 | $26.1255 | D | 1,077,356 | D | |
| Common StockF3 | Jan 2, 2015 | S | 30,000 | $25.3463 | D | 1,047,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $4.62 | Jan 2, 2015 | M | 19,000 | D | — | Jul 25, 2015 | Common Stock | 19,000 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $26.01 to $26.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $24.96 to $26.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4Shares subject to the option are fully vested and immediately exercisable.