SEC Form 4 · accession 0001493152-16-013984
LIBERTY STAR URANIUM & METALS CORP. · LBSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Madaris
Officer — VP Finance & Accounting
Period of report
Oct 11, 2016
Accepted (ET)
Oct 12, 2016 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172178
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $0.003 | Oct 11, 2016 | A | 1,125,000 | A | Oct 11, 2016 | Oct 11, 2026 | Common Stock | 1,125,000 | 1,125,000 | D |
| Incentive Stock OptionsF1 | $0.027 | holding | — | — | — | — | Jan 10, 2022 | Common Stock | 125,000 | 125,000 | D |
| Incentive Stock OptionsF2 | $0.0257 | holding | — | — | — | — | Sep 5, 2023 | Common Stock | 1,000,000 | 1,000,000 | D |
Explanation of responses
- F162,500 options vested on January 1, 2012, 31,250 options vested on January 10, 2013 and 31,250 options vested on January 10, 2014.
- F2250,000 options vested on September 5, 2013, 250,000 options vested on September 5, 2014, 250,000 options vested on September 5, 2015 and 250,000 options vested on September 5, 2016.