SEC Form 4/A · accession 0001172139-17-000045
BILL BARRETT CORP · BBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jim W Mogg
Director
Period of report
Jun 30, 2016
Accepted (ET)
Mar 15, 2017 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2016 | M | 2,934 | $0.00 | A | 146,119 | D | |
| Common StockF2,F5 | Sep 30, 2016 | A | 2,922 | $0.00 | A | 149,041 | D | |
| Common StockF2,F5 | Dec 31, 2016 | A | 2,324 | $0.00 | A | 151,365 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016 Q2 RSU GrantF6,F4 | — | Jun 30, 2016 | A | 2,934 | A | — | — | Common Stock | 2,934 | 2,934 | D |
| 2016 Q2 RSU GrantF6,F4 | — | Jun 30, 2016 | M | 2,934 | D | — | — | Common Stock | 2,934 | 0 | D |
Explanation of responses
- F1Corrected to include 6/1/16 grant of 17,556 RSUs that convert to RSAs on a one-to-one basis.
- F2Includes 17,556 unvested restricted stock units.
- F3Grant of restricted stock units that convert into common stock on a one-for-one basis.
- F4The Reporting Person is a director of the Issuer and elected to receive a portion of his director fees in the form of restricted common stock units ("RSU's")issued pursuant to the Issuer's 2012 Equity Incentive Plan. Pursuant to this arrangement, after each quarter, RSU's with a value equal to the fees payable for that quarter, calculated using the closing price on the New York Stock Exchange("NYSE") on the last trading day of the quarter, are delivered to each eligible director who elected to receive RSU's in payment of the director fees. The RSU's settle in shares of common stock on the date of grant or a later date selected by the director. In this instance, the director elected the immediate settlement of the RSU's.
- F5Corrected to include 6/30/16 grant and vest of 2,934 RSUs that convert to RSAs on a one-to-one basis.
- F6Each RSU represents a contingent right to receive one share of common stock.