SEC Form 4 · accession 0001140361-17-031082
US GEOTHERMAL INC · HTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Larkin
Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 10, 2017 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 10, 2017 | M | 16,666 | $1.86 | A | 67,470 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $1.86 | Aug 10, 2017 | M | 16,666 | D | Aug 24, 2012 | Aug 24, 2017 | Common Shares | 16,666 | 0 | D |
Explanation of responses
- F1Total has been adjusted to reflect a 1:6 share consolidation effected by the Issuer on October 31, 2016.
- F2The option, previously reported on Form 4 filed with the Securities and Exchange Commission on August 28, 2012, for 100,000 options with an exercise price of $0.31 has been adjusted to reflect a 1:6 share consolidation effected by the Issuer on October 31, 2016. The options were fully vested as of February 24, 2014.