SEC Form 4 · accession 0001140361-17-014923
US GEOTHERMAL INC · HTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Pappas
Director · 10% Owner
Period of report
Mar 28, 2017
Accepted (ET)
Apr 5, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172136
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $4.08 | Mar 28, 2017 | A | 8,000 | D | — | Mar 28, 2022 | Common Shares | 8,000 | 8,000 | D |
Explanation of responses
- F1The option vests as follows: 25% on 3/28/2017; 25% on 9/28/2017; 25% on 3/28/2018; 25% on 9/28/2018.