SEC Form 4 · accession 0001140361-17-013171
US GEOTHERMAL INC · HTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas J Glaspey
Officer — President/COO · Director
Period of report
Mar 23, 2017
Accepted (ET)
Mar 24, 2017 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2017 | M | 15,000 | $1.86 | A | 131,614 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $1.86 | Mar 23, 2017 | M | 15,000 | D | — | Aug 24, 2017 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Reflects 1:6 share consolidation effected November 9, 2016.
- F2The options were granted on 8/24/2012 and vested as follows: 25% on 8/24/12; 25% on 2/24/13; 25% on 8/24/13; 25% on 2/24/14.