SEC Form 4 · accession 0001140361-16-087209
US GEOTHERMAL INC · HTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Walker
Officer — Chairman of the Board · Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 18, 2016 · 2:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 15, 2016 | W | 8,500 | $0.00 | D | 5,333 | I | Father |
| Common SharesF1 | holding | — | — | — | 5,233 | I | Spouse | |
| Common SharesF1 | holding | — | — | — | 6,709 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 1:6 share consolidation effected November 9, 2016.