SEC Form 4 · accession 0001140361-16-060412
US GEOTHERMAL INC · HTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Walker
Officer — Chairman of the Board · Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 6, 2016 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172136
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.67 | Mar 31, 2016 | A | 100,000 | A | — | Mar 31, 2021 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The options vest as follows: 25% on 3/31/16; 25% on 9/30/16; 25% on 3/31/17; 25% on 9/30/17.