SEC Form 4 · accession 0001140361-15-025962
US GEOTHERMAL INC · HTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis J. Gilles
Officer — Chief Executive Officer · Director
Period of report
Jun 26, 2014
Accepted (ET)
Jun 30, 2015 · 12:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 26, 2015 | A | 193,396 | $0.00 | A | 1,036,174 | D | |
| Common Shares | holding | — | — | — | 25,000 | I | Adult Child | |
| Common Shares | holding | — | — | — | 25,000 | I | Adult Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $0.53 | Jun 26, 2015 | A | 450,000 | A | Jun 26, 2015 | Jun 26, 2020 | Common Stock | 450,000 | 450,000 | D |
Explanation of responses
- F1Represents restricted stock units which vest on 4/18/2016.