SEC Form 4 · accession 0001140361-15-020789
US GEOTHERMAL INC · HTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kerry D Hawkley
Officer — CFO and Corporate Secretary
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001172136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 15, 2015 | A | 40,000 | $0.00 | A | 188,649 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $0.48 | May 15, 2015 | A | 180,000 | A | May 15, 2015 | May 15, 2020 | Common Stock | 180,000 | 180,000 | D |
Explanation of responses
- F1Represents restricted stock units which vest on 5/15/2016.