SEC Form 3 · accession 0001010412-15-000077
Sundance Strategies, Inc. · SUND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kraig Higginson
Director
Period of report
Jan 12, 2015
Accepted (ET)
Jun 4, 2015 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 750,000 | I | Eclipse Fund LLC | |
| Common StockF2 | holding | — | — | — | 325,800 | I | Radion Energy LLC | |
| Common StockF3 | holding | — | — | — | 370,000 | I | Ecosystem Resources LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Higginson is a manager of Eclipse Fund LLC.
- F2Mr. Higginson is a manager of Radion Energy LLC.
- F3Mr. Higginson is a manager of Ecosystem Resources LLC.