SEC Form 4 · accession 0001010412-15-000003
Sundance Strategies, Inc. · SUND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn S. Dickman
Other
Period of report
Dec 31, 2014
Accepted (ET)
Jan 6, 2015 · 1:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,942,880 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $0.77 | Mar 31, 2014 | A | 312,500 | A | Mar 31, 2014 | Apr 5, 2018 | Common Stock | 312,500 | 312,500 | D |
| Option | $0.77 | Dec 31, 2014 | A | 46,875 | A | Dec 31, 2014 | Apr 5, 2018 | Common Stock | 46,875 | 359,375 | D |