SEC Form 4 · accession 0001179110-19-002137
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denny Marie Post
Officer — President and CEO · Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 20, 2019 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2019 | F | 166 | $33.03 | D | 34,577 | D | |
| Common StockF2 | Feb 19, 2019 | F | 84 | $33.03 | D | 34,493 | D | |
| Common StockF3,F4,F5 | Feb 19, 2019 | A | 300 | $33.45 | A | 34,793 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of 538 time based restricted stock units which were granted on February 17, 2016, under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 166 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) pursuant to Rule 16b-3(e) promulgated thereunder.
- F2In connection with the vesting of 300 time based restricted stock units which were granted on February 18, 2015, under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 84 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) pursuant to Rule 16b-3(e) promulgated thereunder.
- F3Shares purchased pursuant to a previously established 10b5-1 trading plan.
- F4The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.23 to $33.595, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.
- F5Includes 23,244 shares subject to vesting and forfeiture restrictions.