SEC Form 4 · accession 0001179110-18-011376
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carin Stutz
Officer — Chief Operating Officer
Period of report
Jun 29, 2018
Accepted (ET)
Sep 13, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2018 | A | 298 | $39.61 | A | 2,463 | D | |
| Common StockF2 | holding | — | — | — | 4,830 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Amended and Restated Employee Stock Purchase Plan in a transaction that is exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F2These shares are held indirectly by the reporting person as trustee of Carin L. Stutz Revocable Trust U/A 2/3/2005.