SEC Form 4 · accession 0001179110-18-007790
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aylwin B Lewis
Director
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 30, 2018 | A | 2,184 | $0.00 | A | 2,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F3 | $50.35 | May 30, 2018 | A | 5,000 | A | — | May 30, 2028 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. The closing price on the date of grant was $50.35.
- F2Includes 2,184 restricted stock units subject to vesting and forfeiture restrictions.
- F3The options vest and become exercisable in equal monthly installments over the 24-month period following the date of grant.