SEC Form 4 · accession 0001179110-18-004635
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan A. Muhtar
Officer — Chief Concept Officer
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 15, 2018 | A | 1,942 | $0.00 | A | 8,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F3 | $61.25 | Mar 15, 2018 | A | 10,160 | A | — | Mar 15, 2028 | Common Stock | 10,160 | 10,160 | D |
Explanation of responses
- F1Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-fourth of the units are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant. The closing price on the date of grant, March 15, 2018, was $61.25.
- F2Includes 5,829 restricted stock units subject to vesting and forfeiture restrictions.
- F3One-fourth of the options are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant.