SEC Form 4 · accession 0001179110-18-000523
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy J Constant
Officer — Chief Financial Officer
Period of report
Jan 3, 2018
Accepted (ET)
Jan 4, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 3, 2018 | F | 341 | $56.10 | D | 10,825 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of 917 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 341 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- F2Includes 2,749 restricted stock units subject to vesting and forfeiture restrictions.