SEC Form 4 · accession 0001179110-17-008366
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Blaine Aiken Jr.
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 1, 2017 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2017 | M | 5,000 | $21.61 | A | 6,547 | D | |
| Common StockF1 | May 31, 2017 | S | 2,946 | $71.80 | D | 3,601 | D | |
| Common StockF2 | holding | — | — | — | 18,693 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $21.61 | May 31, 2017 | M | 5,000 | D | — | Mar 3, 2020 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Includes 1,547 shares subject to vesting and forfeiture restrictions.
- F2The shares are held indirectly by the reporting person as trustee of the Robert B. Aiken Trust U/A 08/04/98.
- F3The option is fully vested.