SEC Form 4 · accession 0001179110-17-007551
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carin Stutz
Officer — Chief Operating Officer
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 16, 2017 | F | 236 | $58.00 | D | 4,535 | D | |
| Common StockF3 | holding | — | — | — | 4,115 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of 740 time-based restricted stock units, which were granted on May 16, 2016 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 236 of such shares to the issuer to satisfy her tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16(b)-3(e) promulgated thereunder.
- F2Includes 4,031 restricted stock units subject to vesting and forfeiture restrictions.
- F3The shares are held indirectly by the reporting person as trustee of Carin L. Stutz Revocable Trust U/A 2/3/2005.