SEC Form 4 · accession 0001179110-17-002786
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathy Cooney
Officer — Chief People Officer
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2017 | F | 89 | $47.80 | D | 5,313 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the vesting of 239 time-based restricted stock units which were granted on February 17, 2016 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 89 of such shares to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
- F2Includes 2,211 restricted stock units subject to vesting and forfeiture restrictions.