SEC Form 4 · accession 0001179110-16-031681
RED ROBIN GOURMET BURGERS INC · RRGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Howell
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 3,000 | $42.93 | A | 26,068 | D | |
| Common StockF1 | Nov 14, 2016 | S | 3,000 | $55.3317 | D | 23,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $42.93 | Nov 14, 2016 | M | 3,000 | D | — | May 31, 2017 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Includes 2,808 restricted stock units subject to vesting and forfeiture restrictions.
- F2The option is fully vested.